Consequences of non-compliance with data integrity in the pharmaceutical industry

Published On: 03/26/2024|5 min read|

Non-compliance with GMP regulations, particularly in critical factors such as data integrity and employee identification in manufacturing tasks, can lead to regulatory agencies issuing warning letters and even suspending manufacturing operations. How do you effectively address and prevent these consequences to ensure compliance?

The manufacture of medicines is subject to strict regulations in order to safeguard patient safety. These regulations cover not only drug production, but also all links in the supply chain. Pharmaceutical companies are therefore obliged to follow rigorous quality standards at all stages of the process.

There are different regulatory bodies with very similar regulations. The main ones worldwide are the FDA or U.S. Food and Drug Administration and the EMA or European Medicines Agency.

These entities are responsible for overseeing the production, sale and distribution of a variety of pharmaceutical products with the objective of ensuring compliance with GMP (Good Manufacturing Practice) and other relevant regulations in the manufacture of these products. GMP encompasses several factors, highlighting the obligation to ensure the integrity of the data collected, which includes the secure identification of employees at each stage of the manufacturing process.

The supervision of regulatory compliance is carried out through a meticulous inspection process carried out by the regulatory entities directly at the production facilities of each company. Four types of inspections are distinguished: Pre-Approval Inspections (PAI), surveillance inspections, compliance follow-up inspections and “for cause” inspections. Our article FDA inspections in the pharmaceutical industry provides detailed information in this regard.

Following inspections, companies that fail to comply with standards and regulations, especially with regard to GMP regulations, may face significant legal and regulatory consequences.

Legal repercussions that the pharmaceutical industry may face after failing an inspection process:

Warning letters:

FDA “warning letters” are official communications that the agency sends to companies when significant violations of federal laws and regulations are identified. These letters detail observed deficiencies, provide guidance on corrective actions, and serve as formal notification of noncompliance. Although they do not impose direct fines, they indicate the seriousness of violations. Failure to correct the deficiencies stated in these letters can trigger legal actions that force production to stop until corrective actions are implemented. In more serious situations, these violations can lead to criminal charges and significantly affect the company’s credibility and reputation, negating years of effort and investigations.

Numerous cases highlight the frequency with which companies receive warning letters due to GMP violations and data integrity irregularities. A variety of specific cases can be examined at the following link Warning Letters | FDA, providing a detailed overview of the violations identified and the actions taken by the FDA.

In the case of the EU, if the outcome of an inspection is that a drug manufacturer (whether internal or external to the EU) does not comply with the principles of GMP, a statement of non-compliance may be issued. This statement contains information on the nature of the non-compliance and the measures taken or proposed by the issuing authority in order to protect public health.

A declaration of non-compliance means that products manufactured at the inspected facility can no longer be marketed in the EU, while an FDA warning letter is not an enforcement action, but a notice informing the regulated industry of violations that FDA has documented during an inspection or investigation.

Recall of products from the market

In cases of significant compromises in quality and safety data detected, regulators can order the immediate recall of affected products. This involves direct financial losses, additional costs associated with product management and destruction, and the implementation of corrective measures. In addition, the impact on the company’s reputation can be considerable, affecting consumer confidence, the perception of brand quality and generating long-term challenges in the market.

Suspension of operations

After detecting serious violations in quality standards, product safety and non-compliance with regulations, the regulatory agencies have the power to temporarily suspend the company’s operations. This measure implies the stoppage of production and distribution of products, generating significant economic impacts. In addition, the company may be subject to specific corrective measures before the suspension is lifted, the duration of which will depend on the seriousness of the violations and the promptness in addressing and correcting the problems identified.

Import or export restrictions

Import or export restrictions applied by regulatory authorities in cases of non-compliance with regulations and standards, range from specific bans to geographic limitations and trade quotas. These measures have significant consequences for companies, including lost business opportunities, decreased revenues and damage to relationships with international partners. In addition, restrictions can generate additional costs by requiring corrective action to meet required standards. The impact extends to the company’s reputation, affecting the confidence of consumers and business partners.

Legal actions and lawsuits

When it is found that the manufacturing process of pharmaceutical products does not meet quality and safety standards, companies are exposed to legal actions and lawsuits. These actions may originate from consumers affected by a drug, regulatory authorities in charge of safeguarding public health or even other industry stakeholders. Lawsuits are usually based on claims of negligence, product liability, breach of warranty, among others. In addition to facing potential damages and penalties, companies can suffer significant reputational damage and loss of public confidence. This negative impact can extend over the long term, affecting business relationships and competitive position in the marketplace.

GMP compliance

To counter the challenges outlined above, it is imperative that companies maintain exceptional levels of quality at every stage of the pharmaceutical manufacturing process.

The key is that your quality efforts are meticulously guided by compliance with GMP regulations and the environment. This approach involves ensuring compliance with regulatory standards, with particular emphasis on compliance with the integrity of data collected during manufacturing. This includes secure identification of employees involved in each phase of the manufacturing process.

It is crucial to mention that in the pharmaceutical industry, current methods of employee identification face significant security challenges. These challenges pose potential risks to data integrity and traceability, directly impacting regulatory compliance. The solution to these challenges is to implement biometric technology. This technology allows employees to be securely identified through body characteristics, avoiding errors and impersonations. In our article Biometric electronic signature in pharmaceutical manufacturing processes you can learn more about this technology.

Find out how Verázial ID Pharma helps you in the inspection process of the FDA and other regulatory agencies, ensuring data integrity in the identification process.

Contact us for a demonstration and/or personalized study.

References
  1. Healthcare professional using a micropipette to take a sample from the test tube. [Freepik]
  2. Technologist in a protective white uniform operating the industrial machine. [Freepik]

Consequences of non-compliance with data integrity in the pharmaceutical industry

Published On: 03/26/2024|5 min read|

Non-compliance with GMP regulations, particularly in critical factors such as data integrity and employee identification in manufacturing tasks, can lead to regulatory agencies issuing warning letters and even suspending manufacturing operations. How do you effectively address and prevent these consequences to ensure compliance?

The manufacture of medicines is subject to strict regulations in order to safeguard patient safety. These regulations cover not only drug production, but also all links in the supply chain. Pharmaceutical companies are therefore obliged to follow rigorous quality standards at all stages of the process.

There are different regulatory bodies with very similar regulations. The main ones worldwide are the FDA or U.S. Food and Drug Administration and the EMA or European Medicines Agency.

These entities are responsible for overseeing the production, sale and distribution of a variety of pharmaceutical products with the objective of ensuring compliance with GMP (Good Manufacturing Practice) and other relevant regulations in the manufacture of these products. GMP encompasses several factors, highlighting the obligation to ensure the integrity of the data collected, which includes the secure identification of employees at each stage of the manufacturing process.

The supervision of regulatory compliance is carried out through a meticulous inspection process carried out by the regulatory entities directly at the production facilities of each company. Four types of inspections are distinguished: Pre-Approval Inspections (PAI), surveillance inspections, compliance follow-up inspections and “for cause” inspections. Our article FDA inspections in the pharmaceutical industry provides detailed information in this regard.

Following inspections, companies that fail to comply with standards and regulations, especially with regard to GMP regulations, may face significant legal and regulatory consequences.

Legal repercussions that the pharmaceutical industry may face after failing an inspection process:

Warning letters:

FDA “warning letters” are official communications that the agency sends to companies when significant violations of federal laws and regulations are identified. These letters detail observed deficiencies, provide guidance on corrective actions, and serve as formal notification of noncompliance. Although they do not impose direct fines, they indicate the seriousness of violations. Failure to correct the deficiencies stated in these letters can trigger legal actions that force production to stop until corrective actions are implemented. In more serious situations, these violations can lead to criminal charges and significantly affect the company’s credibility and reputation, negating years of effort and investigations.

Numerous cases highlight the frequency with which companies receive warning letters due to GMP violations and data integrity irregularities. A variety of specific cases can be examined at the following link Warning Letters | FDA, providing a detailed overview of the violations identified and the actions taken by the FDA.

In the case of the EU, if the outcome of an inspection is that a drug manufacturer (whether internal or external to the EU) does not comply with the principles of GMP, a statement of non-compliance may be issued. This statement contains information on the nature of the non-compliance and the measures taken or proposed by the issuing authority in order to protect public health.

A declaration of non-compliance means that products manufactured at the inspected facility can no longer be marketed in the EU, while an FDA warning letter is not an enforcement action, but a notice informing the regulated industry of violations that FDA has documented during an inspection or investigation.

Recall of products from the market

In cases of significant compromises in quality and safety data detected, regulators can order the immediate recall of affected products. This involves direct financial losses, additional costs associated with product management and destruction, and the implementation of corrective measures. In addition, the impact on the company’s reputation can be considerable, affecting consumer confidence, the perception of brand quality and generating long-term challenges in the market.

Suspension of operations

After detecting serious violations in quality standards, product safety and non-compliance with regulations, the regulatory agencies have the power to temporarily suspend the company’s operations. This measure implies the stoppage of production and distribution of products, generating significant economic impacts. In addition, the company may be subject to specific corrective measures before the suspension is lifted, the duration of which will depend on the seriousness of the violations and the promptness in addressing and correcting the problems identified.

Import or export restrictions

Import or export restrictions applied by regulatory authorities in cases of non-compliance with regulations and standards, range from specific bans to geographic limitations and trade quotas. These measures have significant consequences for companies, including lost business opportunities, decreased revenues and damage to relationships with international partners. In addition, restrictions can generate additional costs by requiring corrective action to meet required standards. The impact extends to the company’s reputation, affecting the confidence of consumers and business partners.

Legal actions and lawsuits

When it is found that the manufacturing process of pharmaceutical products does not meet quality and safety standards, companies are exposed to legal actions and lawsuits. These actions may originate from consumers affected by a drug, regulatory authorities in charge of safeguarding public health or even other industry stakeholders. Lawsuits are usually based on claims of negligence, product liability, breach of warranty, among others. In addition to facing potential damages and penalties, companies can suffer significant reputational damage and loss of public confidence. This negative impact can extend over the long term, affecting business relationships and competitive position in the marketplace.

GMP compliance

To counter the challenges outlined above, it is imperative that companies maintain exceptional levels of quality at every stage of the pharmaceutical manufacturing process.

The key is that your quality efforts are meticulously guided by compliance with GMP regulations and the environment. This approach involves ensuring compliance with regulatory standards, with particular emphasis on compliance with the integrity of data collected during manufacturing. This includes secure identification of employees involved in each phase of the manufacturing process.

It is crucial to mention that in the pharmaceutical industry, current methods of employee identification face significant security challenges. These challenges pose potential risks to data integrity and traceability, directly impacting regulatory compliance. The solution to these challenges is to implement biometric technology. This technology allows employees to be securely identified through body characteristics, avoiding errors and impersonations. In our article Biometric electronic signature in pharmaceutical manufacturing processes you can learn more about this technology.

Find out how Verázial ID Pharma helps you in the inspection process of the FDA and other regulatory agencies, ensuring data integrity in the identification process.

Contact us for a demonstration and/or personalized study.

References
  1. Healthcare professional using a micropipette to take a sample from the test tube. [Freepik]
  2. Technologist in a protective white uniform operating the industrial machine. [Freepik]

Consequences of non-compliance with data integrity in the pharmaceutical industry

Published On: 03/26/2024|5 min read|

Non-compliance with GMP regulations, particularly in critical factors such as data integrity and employee identification in manufacturing tasks, can lead to regulatory agencies issuing warning letters and even suspending manufacturing operations. How do you effectively address and prevent these consequences to ensure compliance?

The manufacture of medicines is subject to strict regulations in order to safeguard patient safety. These regulations cover not only drug production, but also all links in the supply chain. Pharmaceutical companies are therefore obliged to follow rigorous quality standards at all stages of the process.

There are different regulatory bodies with very similar regulations. The main ones worldwide are the FDA or U.S. Food and Drug Administration and the EMA or European Medicines Agency.

These entities are responsible for overseeing the production, sale and distribution of a variety of pharmaceutical products with the objective of ensuring compliance with GMP (Good Manufacturing Practice) and other relevant regulations in the manufacture of these products. GMP encompasses several factors, highlighting the obligation to ensure the integrity of the data collected, which includes the secure identification of employees at each stage of the manufacturing process.

The supervision of regulatory compliance is carried out through a meticulous inspection process carried out by the regulatory entities directly at the production facilities of each company. Four types of inspections are distinguished: Pre-Approval Inspections (PAI), surveillance inspections, compliance follow-up inspections and “for cause” inspections. Our article FDA inspections in the pharmaceutical industry provides detailed information in this regard.

Following inspections, companies that fail to comply with standards and regulations, especially with regard to GMP regulations, may face significant legal and regulatory consequences.

Legal repercussions that the pharmaceutical industry may face after failing an inspection process:

Warning letters:

FDA “warning letters” are official communications that the agency sends to companies when significant violations of federal laws and regulations are identified. These letters detail observed deficiencies, provide guidance on corrective actions, and serve as formal notification of noncompliance. Although they do not impose direct fines, they indicate the seriousness of violations. Failure to correct the deficiencies stated in these letters can trigger legal actions that force production to stop until corrective actions are implemented. In more serious situations, these violations can lead to criminal charges and significantly affect the company’s credibility and reputation, negating years of effort and investigations.

Numerous cases highlight the frequency with which companies receive warning letters due to GMP violations and data integrity irregularities. A variety of specific cases can be examined at the following link Warning Letters | FDA, providing a detailed overview of the violations identified and the actions taken by the FDA.

In the case of the EU, if the outcome of an inspection is that a drug manufacturer (whether internal or external to the EU) does not comply with the principles of GMP, a statement of non-compliance may be issued. This statement contains information on the nature of the non-compliance and the measures taken or proposed by the issuing authority in order to protect public health.

A declaration of non-compliance means that products manufactured at the inspected facility can no longer be marketed in the EU, while an FDA warning letter is not an enforcement action, but a notice informing the regulated industry of violations that FDA has documented during an inspection or investigation.

Recall of products from the market

In cases of significant compromises in quality and safety data detected, regulators can order the immediate recall of affected products. This involves direct financial losses, additional costs associated with product management and destruction, and the implementation of corrective measures. In addition, the impact on the company’s reputation can be considerable, affecting consumer confidence, the perception of brand quality and generating long-term challenges in the market.

Suspension of operations

After detecting serious violations in quality standards, product safety and non-compliance with regulations, the regulatory agencies have the power to temporarily suspend the company’s operations. This measure implies the stoppage of production and distribution of products, generating significant economic impacts. In addition, the company may be subject to specific corrective measures before the suspension is lifted, the duration of which will depend on the seriousness of the violations and the promptness in addressing and correcting the problems identified.

Import or export restrictions

Import or export restrictions applied by regulatory authorities in cases of non-compliance with regulations and standards, range from specific bans to geographic limitations and trade quotas. These measures have significant consequences for companies, including lost business opportunities, decreased revenues and damage to relationships with international partners. In addition, restrictions can generate additional costs by requiring corrective action to meet required standards. The impact extends to the company’s reputation, affecting the confidence of consumers and business partners.

Legal actions and lawsuits

When it is found that the manufacturing process of pharmaceutical products does not meet quality and safety standards, companies are exposed to legal actions and lawsuits. These actions may originate from consumers affected by a drug, regulatory authorities in charge of safeguarding public health or even other industry stakeholders. Lawsuits are usually based on claims of negligence, product liability, breach of warranty, among others. In addition to facing potential damages and penalties, companies can suffer significant reputational damage and loss of public confidence. This negative impact can extend over the long term, affecting business relationships and competitive position in the marketplace.

GMP compliance

To counter the challenges outlined above, it is imperative that companies maintain exceptional levels of quality at every stage of the pharmaceutical manufacturing process.

The key is that your quality efforts are meticulously guided by compliance with GMP regulations and the environment. This approach involves ensuring compliance with regulatory standards, with particular emphasis on compliance with the integrity of data collected during manufacturing. This includes secure identification of employees involved in each phase of the manufacturing process.

It is crucial to mention that in the pharmaceutical industry, current methods of employee identification face significant security challenges. These challenges pose potential risks to data integrity and traceability, directly impacting regulatory compliance. The solution to these challenges is to implement biometric technology. This technology allows employees to be securely identified through body characteristics, avoiding errors and impersonations. In our article Biometric electronic signature in pharmaceutical manufacturing processes you can learn more about this technology.

Find out how Verázial ID Pharma helps you in the inspection process of the FDA and other regulatory agencies, ensuring data integrity in the identification process.

Contact us for a demonstration and/or personalized study.

References
  1. Healthcare professional using a micropipette to take a sample from the test tube. [Freepik]
  2. Technologist in a protective white uniform operating the industrial machine. [Freepik]